Trusted Expertise
Practical Solutions
At Rouse Compliance Group, we understand the challenges of today’s regulatory landscape because we’ve lived them. With leadership experience as Director of Operations, Chief Compliance Officer, and Data & Systems Manager in finance, we help firms proactively manage risk, avoid regulatory pitfalls, and build strong compliance cultures that scale.
Compliance Program Development
Custom-built compliance frameworks tailored to your firm’s size, structure, and risk profile.
Policy & Procedure Review
Comprehensive analysis and optimization of your written supervisory procedures.
Mock SEC Audits
Simulated audits that uncover blind spots and prepare your team for real regulatory exams.
Ongoing Training & Staff Education
Equip your team with practical knowledge on SEC rule changes, risk controls, and fiduciary best practices.
Technology & Workflow Assessment
Ensure your compliance systems are efficient, integrated, and audit-ready.
regulatory filings
Trust & Commitment
Jennifer Rouse Your Compliance Expert
Founder & principal consultant
Rouse Compliance Group was founded by Jennifer Rouse to deliver compliance services with honesty, clarity, and long-term value. With over 20 years of industry experience, Jennifer has worked with RIAs of all sizes—helping them thrive under evolving regulatory frameworks.
Our Track Record Proves It
Why Clients Choose Rouse Compliance Group
- 20+ years of in-house compliance and operations experience
- Tailored guidance for RIAs and SEC-regulated entities
- Proven strategies for reducing audit risk
- No generic templates—just pragmatic, effective solutions
- Deep understanding of compliance tech and data systems
Get In Touch
Let’s Talk Compliance
Whether you’re preparing for an audit or building your program from the ground up, we’re here to help.
Firm Setup
We’ll guide you through entity formation.
Compliance
Stay compliant year-round with customized policies.
